// Copyright (c) The Bitcoin Core developers // Distributed under the MIT software license, see the accompanying // file COPYING or http://www.opensource.org/licenses/mit-license.php. #ifndef BITCOIN_CLUSTER_LINEARIZE_H #define BITCOIN_CLUSTER_LINEARIZE_H #include #include #include #include #include #include #include namespace cluster_linearize { /** Data type to represent cluster input. * * cluster[i].first is tx_i's fee and size. * cluster[i].second[j] is true iff tx_i spends one or more of tx_j's outputs. */ template using Cluster = std::vector>; /** Data type to represent transaction indices in clusters. */ using ClusterIndex = uint32_t; /** Data structure that holds a transaction graph's preprocessed data (fee, size, ancestors, * descendants). */ template class DepGraph { /** Information about a single transaction. */ struct Entry { /** Fee and size of transaction itself. */ FeeFrac feerate; /** All ancestors of the transaction (including itself). */ SetType ancestors; /** All descendants of the transaction (including itself). */ SetType descendants; /** Equality operator (primarily for for testing purposes). */ friend bool operator==(const Entry&, const Entry&) noexcept = default; /** Construct an empty entry. */ Entry() noexcept = default; /** Construct an entry with a given feerate, ancestor set, descendant set. */ Entry(const FeeFrac& f, const SetType& a, const SetType& d) noexcept : feerate(f), ancestors(a), descendants(d) {} }; /** Data for each transaction, in the same order as the Cluster it was constructed from. */ std::vector entries; public: /** Equality operator (primarily for testing purposes). */ friend bool operator==(const DepGraph&, const DepGraph&) noexcept = default; // Default constructors. DepGraph() noexcept = default; DepGraph(const DepGraph&) noexcept = default; DepGraph(DepGraph&&) noexcept = default; DepGraph& operator=(const DepGraph&) noexcept = default; DepGraph& operator=(DepGraph&&) noexcept = default; /** Construct a DepGraph object for ntx transactions, with no dependencies. * * Complexity: O(N) where N=ntx. **/ explicit DepGraph(ClusterIndex ntx) noexcept { Assume(ntx <= SetType::Size()); entries.resize(ntx); for (ClusterIndex i = 0; i < ntx; ++i) { entries[i].ancestors = SetType::Singleton(i); entries[i].descendants = SetType::Singleton(i); } } /** Construct a DepGraph object given a cluster. * * Complexity: O(N^2) where N=cluster.size(). */ explicit DepGraph(const Cluster& cluster) noexcept : entries(cluster.size()) { for (ClusterIndex i = 0; i < cluster.size(); ++i) { // Fill in fee and size. entries[i].feerate = cluster[i].first; // Fill in direct parents as ancestors. entries[i].ancestors = cluster[i].second; // Make sure transactions are ancestors of themselves. entries[i].ancestors.Set(i); } // Propagate ancestor information. for (ClusterIndex i = 0; i < entries.size(); ++i) { // At this point, entries[a].ancestors[b] is true iff b is an ancestor of a and there // is a path from a to b through the subgraph consisting of {a, b} union // {0, 1, ..., (i-1)}. SetType to_merge = entries[i].ancestors; for (ClusterIndex j = 0; j < entries.size(); ++j) { if (entries[j].ancestors[i]) { entries[j].ancestors |= to_merge; } } } // Fill in descendant information by transposing the ancestor information. for (ClusterIndex i = 0; i < entries.size(); ++i) { for (auto j : entries[i].ancestors) { entries[j].descendants.Set(i); } } } /** Get the number of transactions in the graph. Complexity: O(1). */ auto TxCount() const noexcept { return entries.size(); } /** Get the feerate of a given transaction i. Complexity: O(1). */ const FeeFrac& FeeRate(ClusterIndex i) const noexcept { return entries[i].feerate; } /** Get the ancestors of a given transaction i. Complexity: O(1). */ const SetType& Ancestors(ClusterIndex i) const noexcept { return entries[i].ancestors; } /** Get the descendants of a given transaction i. Complexity: O(1). */ const SetType& Descendants(ClusterIndex i) const noexcept { return entries[i].descendants; } /** Add a new unconnected transaction to this transaction graph (at the end), and return its * ClusterIndex. * * Complexity: O(1) (amortized, due to resizing of backing vector). */ ClusterIndex AddTransaction(const FeeFrac& feefrac) noexcept { Assume(TxCount() < SetType::Size()); ClusterIndex new_idx = TxCount(); entries.emplace_back(feefrac, SetType::Singleton(new_idx), SetType::Singleton(new_idx)); return new_idx; } /** Modify this transaction graph, adding a dependency between a specified parent and child. * * Complexity: O(N) where N=TxCount(). **/ void AddDependency(ClusterIndex parent, ClusterIndex child) noexcept { // Bail out if dependency is already implied. if (entries[child].ancestors[parent]) return; // To each ancestor of the parent, add as descendants the descendants of the child. const auto& chl_des = entries[child].descendants; for (auto anc_of_par : Ancestors(parent)) { entries[anc_of_par].descendants |= chl_des; } // To each descendant of the child, add as ancestors the ancestors of the parent. const auto& par_anc = entries[parent].ancestors; for (auto dec_of_chl : Descendants(child)) { entries[dec_of_chl].ancestors |= par_anc; } } /** Compute the aggregate feerate of a set of nodes in this graph. * * Complexity: O(N) where N=elems.Count(). **/ FeeFrac FeeRate(const SetType& elems) const noexcept { FeeFrac ret; for (auto pos : elems) ret += entries[pos].feerate; return ret; } /** Append the entries of select to list in a topologically valid order. * * Complexity: O(select.Count() * log(select.Count())). */ void AppendTopo(std::vector& list, const SetType& select) const noexcept { ClusterIndex old_len = list.size(); for (auto i : select) list.push_back(i); std::sort(list.begin() + old_len, list.end(), [&](ClusterIndex a, ClusterIndex b) noexcept { const auto a_anc_count = entries[a].ancestors.Count(); const auto b_anc_count = entries[b].ancestors.Count(); if (a_anc_count != b_anc_count) return a_anc_count < b_anc_count; return a < b; }); } }; /** A set of transactions together with their aggregate feerate. */ template struct SetInfo { /** The transactions in the set. */ SetType transactions; /** Their combined fee and size. */ FeeFrac feerate; /** Construct a SetInfo for the empty set. */ SetInfo() noexcept = default; /** Construct a SetInfo for a specified set and feerate. */ SetInfo(const SetType& txn, const FeeFrac& fr) noexcept : transactions(txn), feerate(fr) {} /** Construct a SetInfo for a given transaction in a depgraph. */ explicit SetInfo(const DepGraph& depgraph, ClusterIndex pos) noexcept : transactions(SetType::Singleton(pos)), feerate(depgraph.FeeRate(pos)) {} /** Construct a SetInfo for a set of transactions in a depgraph. */ explicit SetInfo(const DepGraph& depgraph, const SetType& txn) noexcept : transactions(txn), feerate(depgraph.FeeRate(txn)) {} /** Add the transactions of other to this SetInfo (no overlap allowed). */ SetInfo& operator|=(const SetInfo& other) noexcept { Assume(!transactions.Overlaps(other.transactions)); transactions |= other.transactions; feerate += other.feerate; return *this; } /** Construct a new SetInfo equal to this, with more transactions added (which may overlap * with the existing transactions in the SetInfo). */ [[nodiscard]] SetInfo Add(const DepGraph& depgraph, const SetType& txn) const noexcept { return {transactions | txn, feerate + depgraph.FeeRate(txn - transactions)}; } /** Permit equality testing. */ friend bool operator==(const SetInfo&, const SetInfo&) noexcept = default; }; /** Compute the feerates of the chunks of linearization. */ template std::vector ChunkLinearization(const DepGraph& depgraph, Span linearization) noexcept { std::vector ret; for (ClusterIndex i : linearization) { /** The new chunk to be added, initially a singleton. */ auto new_chunk = depgraph.FeeRate(i); // As long as the new chunk has a higher feerate than the last chunk so far, absorb it. while (!ret.empty() && new_chunk >> ret.back()) { new_chunk += ret.back(); ret.pop_back(); } // Actually move that new chunk into the chunking. ret.push_back(std::move(new_chunk)); } return ret; } /** Class encapsulating the state needed to find the best remaining ancestor set. * * It is initialized for an entire DepGraph, and parts of the graph can be dropped by calling * MarkDone. * * As long as any part of the graph remains, FindCandidateSet() can be called which will return a * SetInfo with the highest-feerate ancestor set that remains (an ancestor set is a single * transaction together with all its remaining ancestors). */ template class AncestorCandidateFinder { /** Internal dependency graph. */ const DepGraph& m_depgraph; /** Which transaction are left to include. */ SetType m_todo; /** Precomputed ancestor-set feerates (only kept up-to-date for indices in m_todo). */ std::vector m_ancestor_set_feerates; public: /** Construct an AncestorCandidateFinder for a given cluster. * * Complexity: O(N^2) where N=depgraph.TxCount(). */ AncestorCandidateFinder(const DepGraph& depgraph LIFETIMEBOUND) noexcept : m_depgraph(depgraph), m_todo{SetType::Fill(depgraph.TxCount())}, m_ancestor_set_feerates(depgraph.TxCount()) { // Precompute ancestor-set feerates. for (ClusterIndex i = 0; i < depgraph.TxCount(); ++i) { /** The remaining ancestors for transaction i. */ SetType anc_to_add = m_depgraph.Ancestors(i); FeeFrac anc_feerate; // Reuse accumulated feerate from first ancestor, if usable. Assume(anc_to_add.Any()); ClusterIndex first = anc_to_add.First(); if (first < i) { anc_feerate = m_ancestor_set_feerates[first]; Assume(!anc_feerate.IsEmpty()); anc_to_add -= m_depgraph.Ancestors(first); } // Add in other ancestors (which necessarily include i itself). Assume(anc_to_add[i]); anc_feerate += m_depgraph.FeeRate(anc_to_add); // Store the result. m_ancestor_set_feerates[i] = anc_feerate; } } /** Remove a set of transactions from the set of to-be-linearized ones. * * The same transaction may not be MarkDone()'d twice. * * Complexity: O(N*M) where N=depgraph.TxCount(), M=select.Count(). */ void MarkDone(SetType select) noexcept { Assume(select.Any()); Assume(select.IsSubsetOf(m_todo)); m_todo -= select; for (auto i : select) { auto feerate = m_depgraph.FeeRate(i); for (auto j : m_depgraph.Descendants(i) & m_todo) { m_ancestor_set_feerates[j] -= feerate; } } } /** Check whether any unlinearized transactions remain. */ bool AllDone() const noexcept { return m_todo.None(); } /** Find the best (highest-feerate, smallest among those in case of a tie) ancestor set * among the remaining transactions. Requires !AllDone(). * * Complexity: O(N) where N=depgraph.TxCount(); */ SetInfo FindCandidateSet() const noexcept { Assume(!AllDone()); std::optional best; for (auto i : m_todo) { if (best.has_value()) { Assume(!m_ancestor_set_feerates[i].IsEmpty()); if (!(m_ancestor_set_feerates[i] > m_ancestor_set_feerates[*best])) continue; } best = i; } Assume(best.has_value()); return {m_depgraph.Ancestors(*best) & m_todo, m_ancestor_set_feerates[*best]}; } }; /** Class encapsulating the state needed to perform search for good candidate sets. * * It is initialized for an entire DepGraph, and parts of the graph can be dropped by calling * MarkDone(). * * As long as any part of the graph remains, FindCandidateSet() can be called to perform a search * over the set of topologically-valid subsets of that remainder, with a limit on how many * combinations are tried. */ template class SearchCandidateFinder { /** Internal dependency graph for the cluster. */ const DepGraph& m_depgraph; /** Which transactions are left to do (sorted indices). */ SetType m_todo; public: /** Construct a candidate finder for a graph. * * @param[in] depgraph Dependency graph for the to-be-linearized cluster. * * Complexity: O(1). */ SearchCandidateFinder(const DepGraph& depgraph LIFETIMEBOUND) noexcept : m_depgraph(depgraph), m_todo(SetType::Fill(depgraph.TxCount())) {} /** Check whether any unlinearized transactions remain. */ bool AllDone() const noexcept { return m_todo.None(); } /** Find a high-feerate topologically-valid subset of what remains of the cluster. * Requires !AllDone(). * * @param[in] max_iterations The maximum number of optimization steps that will be performed. * @param[in] best A set/feerate pair with an already-known good candidate. This may * be empty. * @return A pair of: * - The best (highest feerate, smallest size as tiebreaker) * topologically valid subset (and its feerate) that was * encountered during search. It will be at least as good as the * best passed in (if not empty). * - The number of optimization steps that were performed. This will * be <= max_iterations. If strictly < max_iterations, the * returned subset is optimal. * * Complexity: O(N * min(max_iterations, 2^N)) where N=depgraph.TxCount(). */ std::pair, uint64_t> FindCandidateSet(uint64_t max_iterations, SetInfo best) noexcept { Assume(!AllDone()); /** Type for work queue items. */ struct WorkItem { /** Set of transactions definitely included (and its feerate). This must be a subset * of m_todo, and be topologically valid (includes all in-m_todo ancestors of * itself). */ SetInfo inc; /** Set of undecided transactions. This must be a subset of m_todo, and have no overlap * with inc. The set (inc | und) must be topologically valid. */ SetType und; /** Construct a new work item. */ WorkItem(SetInfo&& i, SetType&& u) noexcept : inc(std::move(i)), und(std::move(u)) {} }; /** The queue of work items. */ std::vector queue; // Create an initial entry with m_todo as undecided. Also use it as best if not provided, // so that during the work processing loop below, and during the add_fn/split_fn calls, we // do not need to deal with the best=empty case. if (best.feerate.IsEmpty()) best = SetInfo(m_depgraph, m_todo); queue.emplace_back(SetInfo{}, SetType{m_todo}); /** Local copy of the iteration limit. */ uint64_t iterations_left = max_iterations; /** Internal function to add an item to the queue of elements to explore if there are any * transactions left to split on, and to update best. * * - inc: the "inc" value for the new work item (must be topological). * - und: the "und" value for the new work item ((inc | und) must be topological). */ auto add_fn = [&](SetInfo inc, SetType und) noexcept { if (!inc.feerate.IsEmpty()) { // If inc's feerate is better than best's, remember it as our new best. if (inc.feerate > best.feerate) { best = inc; } } else { Assume(inc.transactions.None()); } // Make sure there are undecided transactions left to split on. if (und.None()) return; // Actually construct a new work item on the queue. queue.emplace_back(std::move(inc), std::move(und)); }; /** Internal process function. It takes an existing work item, and splits it in two: one * with a particular transaction (and its ancestors) included, and one with that * transaction (and its descendants) excluded. */ auto split_fn = [&](WorkItem&& elem) noexcept { // Any queue element must have undecided transactions left, otherwise there is nothing // to explore anymore. Assume(elem.und.Any()); // The included and undecided set are all subsets of m_todo. Assume(elem.inc.transactions.IsSubsetOf(m_todo) && elem.und.IsSubsetOf(m_todo)); // Included transactions cannot be undecided. Assume(!elem.inc.transactions.Overlaps(elem.und)); // Pick the first undecided transaction as the one to split on. const ClusterIndex split = elem.und.First(); // Add a work item corresponding to exclusion of the split transaction. const auto& desc = m_depgraph.Descendants(split); add_fn(/*inc=*/elem.inc, /*und=*/elem.und - desc); // Add a work item corresponding to inclusion of the split transaction. const auto anc = m_depgraph.Ancestors(split) & m_todo; add_fn(/*inc=*/elem.inc.Add(m_depgraph, anc), /*und=*/elem.und - anc); // Account for the performed split. --iterations_left; }; // Work processing loop. while (!queue.empty()) { if (!iterations_left) break; auto elem = queue.back(); queue.pop_back(); split_fn(std::move(elem)); } // Return the found best set and the number of iterations performed. return {std::move(best), max_iterations - iterations_left}; } /** Remove a subset of transactions from the cluster being linearized. * * Complexity: O(N) where N=done.Count(). */ void MarkDone(const SetType& done) noexcept { Assume(done.Any()); Assume(done.IsSubsetOf(m_todo)); m_todo -= done; } }; /** Find a linearization for a cluster. * * @param[in] depgraph Dependency graph of the cluster to be linearized. * @param[in] max_iterations Upper bound on the number of optimization steps that will be done. * @return A pair of: * - The resulting linearization. * - A boolean indicating whether the result is guaranteed to be * optimal. * * Complexity: O(N * min(max_iterations + N, 2^N)) where N=depgraph.TxCount(). */ template std::pair, bool> Linearize(const DepGraph& depgraph, uint64_t max_iterations) noexcept { if (depgraph.TxCount() == 0) return {{}, true}; uint64_t iterations_left = max_iterations; std::vector linearization; AncestorCandidateFinder anc_finder(depgraph); SearchCandidateFinder src_finder(depgraph); linearization.reserve(depgraph.TxCount()); bool optimal = true; while (true) { // Initialize best as the best remaining ancestor set. auto best = anc_finder.FindCandidateSet(); // Invoke bounded search to update best, with up to half of our remaining iterations as // limit. uint64_t max_iterations_now = (iterations_left + 1) / 2; uint64_t iterations_done_now = 0; std::tie(best, iterations_done_now) = src_finder.FindCandidateSet(max_iterations_now, best); iterations_left -= iterations_done_now; if (iterations_done_now == max_iterations_now) { optimal = false; } // Add to output in topological order. depgraph.AppendTopo(linearization, best.transactions); // Update state to reflect best is no longer to be linearized. anc_finder.MarkDone(best.transactions); if (anc_finder.AllDone()) break; src_finder.MarkDone(best.transactions); } return {std::move(linearization), optimal}; } } // namespace cluster_linearize #endif // BITCOIN_CLUSTER_LINEARIZE_H